Internal Audit Demands Professional Expertise

Chances are that risk management ranks high on your list of concerns in today’s economic environment. Whether you are a de novo or a multi-billion dollar institution, managing your risk through proper policies, procedures, training, and monitoring is front and center as you explore new avenues to enhance your institution’s value.

Risk is part of every business decision and is not just to be avoided or eliminated. Our consultants understand that risk…good calculated risk…is integral to creating value. Allow us to assist you with the following services:

• Risk Assessment

  A systematic review, analysis, and prioritization of your internal control risk.

• Outsourcing of Operational Audits

  Experienced consultants and resources, including tools and methodologies, are available to help complete your annual internal audit plan.

• Branch Audits

  Internal control reviews of branch locations including: bank branches, correspondent lenders, and secondary market audits (FHA).

• FDIC Improvement Act Implementation

  Documentation and annual monitoring of regulatory and financial reporting control requirements under the Act.

• Consulting

  Assistance with process improvement initiatives, targeted evaluations, and special projects.

• Policy and Procedure Development and/or Documentation

  Definition and documentation of policies and procedures that ensure activities are controlled, approved, and adequately safeguarded.

• Fraud Investigation Assistance

  Consultants with deep industry knowledge coupled with extensive internal audit backgrounds and who have experience with numerous fraud investigations.

• Vendor Management Audits

  Evaluation of your program to manage your third-party relationships ensuring adequate safety and soundness controls and compliance with related laws and regulations.