Monika McCarthy shares the advice of General Counsel colleagues on the challenges impacting the mortgage industry in this article published in California Mortgage Finance News. Learn more about how to better navigate this year’s risks.
ABA Bank Compliance – Best Practices for Managing the Consumer Complaint Program
Liza Warner discusses best practices for the consumer complaint management program in this article published in ABA Bank Compliance. Learn more about how banks can more effectively meet their strategic business objectives and manage regulatory risk. Update: The ABA announced in the September-October 2018 issue that Liza had won the prestigious APEX writing award for this… Read more »
Preparing for CFPB Servicing Exams, Avoiding Common Mistakes With Servicing Transfers and Private Mortgage Insurance
This article, published in Mortgage Compliance Magazine, discusses preparing for CFPB servicing exams. Learn more about avoiding common mistakes with servicing transfers and private mortgage insurance.
ABA Bank Compliance – Compliance in 3D, The Second Line of Defense, Are the Stars Aligned?
Liza Warner discusses best practices for managing the second and third lines of defense in two articles published in ABA Bank Compliance Journal. Learn how to better protect your organization against risks in the compliance process.
Are You Integrating TRID Into Your Quality Control Process?
This article, published in the Summer Issue of California Mortgage Finance News, addresses the considerations regarding implementing TRID into your QC process.
Best Practices for Establishing a Cost-Effective Internal Audit Function
Heidi Wier discusses best practices for establishing a cost-effective internal audit function. Learn how to implement internal audit in a mortgage environment.
Why Mortgage Companies Should Embrace Internal Audit
The heightened regulatory focus on the mortgage industry is driving public and non-public mortgage companies to enhance their corporate governance structures by implementing effective internal audit functions.
Internal Audit, Where Does It Fit in the Compliance Puzzle?
The authors discuss internal audit for mortgage bankers in Mortgage Compliance Magazine. Learn how internal audit fits in the compliance puzzle.