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  • Past Speaking Engagements
  • Effective Internal Audit Function – Beyond the Basics
  • Effective Internal Audit Function – Beyond the Basics

    Past Speaking Engagements June 29, 2022 By Sara McGinnis Heidi Wier
    Sara McGinnis
    Director
    Heidi Wier
    Managing Director

    On July 11, CrossCheck Compliance experts Heidi Wier, Managing Director, Sara McGinnis, Director and Wendy McMillan, Manager, presented the second part of the Effective Internal Audit Function webinar series for the Mortgage Bankers Association. Julie Humphrey, EVP, Internal Audit, Fay Servicing, was also a presenter and provided the lender perspective.

    Building on themes in part one, in part two, Beyond the Basics, we discussed how effective internal audit programs evolve over time. What does it mean to have an effective internal audit function including corporate governance? How should the risk assessment process work and how does it impact the audit plan? What are the challenges of implementing an audit function? These are just some of the common questions facing mortgage bankers.

    Participants learned about practical, sustainable internal audit programs from experts who possess industry recognized internal audit credentials and a lender faced with these same questions.

    More Information
    Category: Internal Audit

    Courses and Guides

    • ABA 33rd Edition of the Reference Guide to Regulatory Compliance
    • MBA Course – Managing Consumer Complaints for Compliance Professionals
    • MBA HMDA Courses Available – MBA’s CMCP Curriculum
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    • CrossCheck Compliance LLC Added to DBRS Morningstar List
    • CrossCheck Compliance LLC Announces New Partners
    • CrossCheck Compliance Added to Fitch List of Third-Party Review (TPR) Firms
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    • Utah Banker Magazine – Dodd-Frank Section 1071: Objects In Mirror Are Closer Than They Appear
    • Building a Strong Compliance Culture
    • Understanding the Complexities of Enterprise Risk Management
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    Speaker Engagements

    • 2023 Chicagoland Compliance Association Annual Conference
    • Central Florida Compliance Association 2023 Annual Conference
    • MBA Webinar – Using Data Analysis as Part of a Strong Fair Lending Compliance Program
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    White Papers

    • Building Your Defenses: Compliance Management for First-Line Operations
    • Why Mortgage Companies Should Embrace Internal Audit
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